Reviewed relevant internal systems and researched customers and counterparties.Investigated manual branch, computer-generated, and Confidential Unit referred alerts.Drafted case reports and recommended cases for further investigation as needed.Fully reviewed and documented alerted and general account activity, researched customers and counterparties, reviewed and verified existing Confidential files.On contract with Choice for International Commercial Bank’s remediation of its retail and corporate clients’ high risk accounts and high risk transactions in response to Cease and Desist Orders by the Confidential Corporation.Review customer relationships and determine whether to recommend termination prepare close-out presentations.Conduct reviews of Confidential cases generated from internal bank sources.Prepare reports for Legal department in conjunction with special project.Conduct proactive Confidential investigations generated from external sources including law enforcement in connection with special project.Confidential, Confidential, Confidential, CIP, FCPA & FATCA.Selected as one of two consultants responsible for preparing 314(b) responses and to conduct quality control of other investigators. Provided consulting services to Confidential in connection with correspondent banking remediation for Major Confidential.Provided immediate significant impact on overall project production by quickly learning internal bank systems and immediately i nvestigating cases. Provided consulting services on location in California to Daylight Forensic and Advisory in connection with Confidential remediation for Major Confidential.Developed case report template adopted for use by team.Provided immediate significant impact on overall project production by reviewing, summarizing, and analyzing reported activity against Confidential information and transactional activity.Selected to continue on second phase of project related to Confidential review and SAR writing. Selected to meet with bank project manager to discuss procedures and lend expertise in order to improve production.First Wave Consultant with Navigant in connection with Confidential remediation at Major Confidential.Successfully completed full load of alerts assigned each month and assisted other contractors in order to meet team production goals. Provided consulting services alongside Confidential & Confidential team working on location in Florida for Major Confidential ’s Confidential unit.Superlative writing and organizational skills.
Adept at SAR writing, alert clearing, and high risk reviews.Accomplished attorney and financial risk consultant, with broad in - house financial services legal and regulatory experience.
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